Published
Sep 11, 2026
SEC notice: TXSE immediate-effect filing implements CAT Historical CAT Assessment 1A fee for Industry Members
AI Summary
The SEC published notice of TXSE’s immediately effective fee filing to implement, on behalf of CAT LLC, Historical CAT Assessment 1A for CAT Executing Brokers to recover remaining uninvoiced historical CAT costs.
Affected Reports
CAT Historical CAT Assessment 1A invoice reconciliation control, CAT funding fee accrual and allocation workpaper
Effective Date
Sep 2, 2026