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Datox Pulse monitors financial regulators and turns complex updates into clear summaries, impact assessments, affected reports, and recommended actions.

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ESMAFCASECEBAIOSCOCSSFBaFinFINMAView all regulators

Recent Regulatory Analysis

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SECMedium Impact

Published

Sep 11, 2026

SEC notice: TXSE immediate-effect filing implements CAT Historical CAT Assessment 1A fee for Industry Members

AI Summary

The SEC published notice of TXSE’s immediately effective fee filing to implement, on behalf of CAT LLC, Historical CAT Assessment 1A for CAT Executing Brokers to recover remaining uninvoiced historical CAT costs.

Affected Reports

CAT Historical CAT Assessment 1A invoice reconciliation control, CAT funding fee accrual and allocation workpaper

Effective Date

Sep 2, 2026

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Any ESMA updates this week that affect our EMIR Refit reporting?

Yes — ESMA published Q&A updates on EMIR Refit on Tue, clarifying UTI generation for intragroup trades. Impact: Medium

esma.europa.eu+ 2 sources

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