Deadline intelligence

Regulatory Compliance Calendar

Track compliance deadlines, consultation cutoffs, implementation milestones, and effective dates extracted from published regulatory updates.

Next dated item

Nov 6, 2026

FCA CP26/34 comments due on new transaction reporting regime preparation

FCAMedium Impact
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Discovers, verifies, deduplicates, and persists explicitly stated compliance deadlines, effective dates, implementation milestones, filing dates, and consultation response dates from analyzed updates and daily web monitoring. Confirmed dates for the next year are surfaced here when they are extracted into published regulatory updates.

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November 2026

Nov 6, 2026 · consultation deadline

FCAMedium ImpactCompliance deadline

FCA CP26/34 comments due on new transaction reporting regime preparation

The FCA requests comments by 6 November 2026 on guidance, consequential amendments and transitional provisions for the future UK transaction reporting regime. The consultation is relevant to investment firms, operators of trading venues, approved reporting mechanisms and other market participants involved in transaction reports, instrument reference data or order book data.

View sourceAffects: transaction reports, instrument reference data

Nov 9, 2026 · consultation deadline

ESMAMedium ImpactCompliance deadline

ESMA prospectus disclosure guidelines consultation closes

ESMA's consultation list states that the consultation on the update to the Guidelines on disclosure requirements under the Prospectus Regulation runs from 9 September 2026 to 9 November 2026. Affected stakeholders are invited to submit responses on the proposed guideline updates by the closing date.

View sourceAffects: prospectus disclosure documents, Prospectus Regulation disclosure guideline consultation response

Nov 18, 2026 · consultation deadline

FCAMedium ImpactCompliance deadline

FCA CP26/36 cryptoasset perimeter guidance consultation closes

The FCA is consulting on guidance to help firms understand new exclusions from cryptoasset regulation and states that responses are due by 18 November 2026. The consultation is aimed at firms and persons carrying out or planning regulated cryptoasset activities in the UK after 25 October 2027, firms that may need to vary FSMA permissions, CSDs and advisers supporting authorisation work.

View sourceAffects: CP26/36 consultation response, cryptoasset perimeter guidance feedback

Nov 25, 2026 · filing deadline

NFA/CFTCMedium ImpactCompliance deadline

NFA swap dealer financial reports due for 31 October 2026 statement date

NFA's 2026 Financial Reporting Due Dates page lists 31 October 2026 as the statement date and 25 November 2026 as the due date. The page covers unaudited financial reports and additional market risk, credit risk, position, counterparty and margin reporting required under CFTC Regulation 23.105.

View sourceAffects: unaudited financial reports, CFTC Regulation 23.105(d) reports

December 2026

Dec 17, 2026 · consultation deadline

FCAMedium ImpactCompliance deadline

FCA CP26/39 consultation closes for CTP income sharing and operational incident reporting

The FCA states that CP26/39 opened on 29 October 2026 and closes on 17 December 2026. The paper covers income sharing for the equity consolidated tape provider and proposed enhanced operational incident reporting requirements for all consolidated tape providers.

View sourceAffects: operational incident reports for consolidated tape providers, CP26/39 consultation response

Dec 23, 2026 · filing deadline

NFA/CFTCMedium ImpactCompliance deadline

NFA swap dealer financial reports due for 30 November 2026 statement date

NFA's 2026 Financial Reporting Due Dates page lists 30 November 2026 as the statement date and 23 December 2026 as the due date. The page applies to financial and related reporting obligations under CFTC Regulation 23.105 for swap dealers.

View sourceAffects: unaudited financial reports, CFTC Regulation 23.105(d) reports

Dec 24, 2026 · consultation deadline

FCAMedium ImpactCompliance deadline

FCA CP26/38 Financial Crime Guide consultation closes

The FCA states that CP26/38 opened on 23 October 2026 and closes on 24 December 2026. The consultation proposes changes to the Financial Crime Guide covering fraud, cryptoassets, sanctions, proliferation financing, data security, financial crime systems and controls, and money laundering and terrorist financing.

View sourceAffects: CP26/38 consultation response, Financial Crime Guide feedback

January 2027

Jan 15, 2027 · consultation deadline

ESMAMedium ImpactCompliance deadline

ESMA call for evidence on CCP collateral tokenisation closes

ESMA's consultation list states that the call for evidence on CCP collateral tokenisation runs from 9 October 2026 to 15 January 2027. Stakeholders are invited to submit comments on the matters and questions in the call for evidence by the closing date.

View sourceAffects: call for evidence response on CCP collateral tokenisation

Jan 27, 2027 · filing deadline

NFA/CFTCMedium ImpactCompliance deadline

NFA swap dealer financial reports due for 31 December 2026 statement date

NFA's 2026 Financial Reporting Due Dates page lists 31 December 2026 as the statement date and 27 January 2027 as the due date. The listed reports include unaudited financial reports and additional reporting requirements under CFTC Regulation 23.105.

View sourceAffects: unaudited financial reports, CFTC Regulation 23.105(d) reports

Jan 31, 2027 · reporting deadline

ESMAMedium ImpactCompliance deadline

EMIR 3 Active Account Requirement semi-annual report due

ESMA states that, after the first AAR reporting submission on 31 July 2026, reporting will take place on a six-month basis with submissions due on 31 January and 31 July each year. The obligation concerns entities subject to the Active Account Requirement reporting under EMIR 3 using ESMA's templates and instructions.

View sourceAffects: Active Account Requirement reporting templates, EMIR 3 AAR report

February 2027

Feb 28, 2027 · filing deadline

FCAMedium ImpactCompliance deadline

FCA cryptoasset authorisation application period closes

The FCA states that the application period for firms seeking permission under the new cryptoasset regulatory regime is open from 30 September 2026 to 28 February 2027. Firms wishing to carry out new cryptoasset regulated activities must seek authorisation or vary existing permissions through the FCA process.

View sourceAffects: cryptoasset permissions application, variation of permission application

April 2027

Apr 16, 2027 · implementation

EU/European CommissionMedium ImpactCompliance deadline

AIFMD II supervisory reporting transposition deadline

A European Commission services transposition workshop agenda states that transposition of Directive (EU) 2024/927 is due by 16 April 2027 for the rules on supervisory reporting in the AIFMD and UCITS Directive. The deadline relates to the revised supervisory reporting framework affecting AIFMs and UCITS management companies.

View sourceAffects: AIFMD Article 24 supervisory reporting, Annex IV reporting

July 2027

Jul 1, 2027 · effective date

SEC/CFTCMedium ImpactCompliance deadline

Form PF 2024 amendments compliance date

The SEC's Form PF rule page states that the SEC and CFTC further extended the compliance date for the Form PF amendments adopted on 8 February 2024 from 1 October 2026 to 1 July 2027. Form PF is the confidential reporting form for certain SEC-registered private fund advisers, including certain advisers also registered with the CFTC as CPOs or CTAs.

View sourceAffects: Form PF

Jul 31, 2027 · reporting deadline

ESMAMedium ImpactCompliance deadline

EMIR 3 Active Account Requirement semi-annual report due

ESMA states that AAR reporting under EMIR 3 is due on 31 January and 31 July each year after the first submission. The 31 July 2027 submission is part of the semi-annual reporting cycle using ESMA's AAR reporting templates and instructions.

View sourceAffects: Active Account Requirement reporting templates, EMIR 3 AAR report

October 2027

Oct 25, 2027 · effective date

FCAMedium ImpactCompliance deadline

UK FCA cryptoasset regulatory regime starts

The FCA states that the new regulatory regime for cryptoasset firms starts on 25 October 2027 when the Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026 take effect. Firms carrying out the new regulated cryptoasset activities will need FCA authorisation unless an exemption or transitional provision applies.

View sourceAffects: cryptoasset authorisation application, variation of permission application

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