Monitored Regulators
Datox actively monitors publications from these financial regulators worldwide.
Priority findings
European Securities and Markets Authority
Priority findings
- High Impact
ESMA tells unauthorised CASPs to wind down EU crypto-asset services as MiCA transitional period ends
Jul 31, 2026
- High Impact
ESMA sets key T+1 settlement preparation deadlines for EU market participants
Jul 20, 2026
- Medium Impact
ESMA consults on annual reporting framework for EU clearing activity at recognised third-country CCPs
Aug 18, 2026
Financial Conduct Authority
Priority findings
- High Impact
FCA Decision Notice against Daniel Philip Thomas highlights DB pension transfer advice, AR oversight and recordkeeping risks
Sep 2, 2026
- High Impact
FCA warns young investors not to rely solely on general-purpose AI for investment decisions
Aug 26, 2026
- High Impact
FCA consults on reformed UK AIFM regime, new ALTS sourcebook and tiered manager framework
Jul 13, 2026
Commission de Surveillance du Secteur Financier
Priority findings
- High Impact
CSSF Circular 25/882 sets DORA ICT third-party reporting and cloud-service instructions for Luxembourg financial entities
Aug 27, 2026
- High Impact
CSSF updates Circular 22/822 annex on FATF high-risk and increased-monitoring jurisdictions
Jun 25, 2026
- High Impact
CSSF republishes ESMA call for unauthorised CASPs to wind down as MiCA transition ends
Jun 24, 2026
European Commission DG FISMA
Priority findings
- High Impact
EU adopts 21st Russia sanctions package targeting energy, finance, crypto and circumvention
Jul 23, 2026
- High Impact
EU adopts 21st sanctions package against Russia, expanding energy, financial, crypto, trade and listing measures
Jul 23, 2026
- High Impact
European Commission adopts revised ESRS and voluntary sustainability standard for smaller companies
Jul 3, 2026
European Commission Have Your Say
Priority findings
No high or medium impact updates.
European Central Bank Banking Supervision
Priority findings
Financial Action Task Force
Priority findings
Swiss Financial Market Supervisory Authority
Priority findings
- High Impact
FINMA notice: Swiss Iran sanctions annexes and SESAM list updated, effective 18 August 2026 at 23:00
Aug 18, 2026
- High Impact
FINMA enforcement action underscores FinSA conduct, conflict and suitability controls for Swiss asset management
Jun 29, 2026
- High Impact
FINMA sanctions update: WBF amends Swiss measures against Hamas and Palestinian Islamic Jihad supporters
Jun 17, 2026
International Organization of Securities Commissions
Priority findings
No high or medium impact updates.
U.S. Securities and Exchange Commission
Priority findings
- High Impact
SEC publishes OCC proposed rule change to strengthen clearing membership standards
Sep 2, 2026
- High Impact
SEC and CFTC Further Delay 2024 Form PF Amendments Compliance Date to July 1, 2027
Aug 31, 2026
- High Impact
SEC proposes modernization of transfer agent rules and Forms TA-1/TA-2
Aug 28, 2026
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